Daniel Evans - Managing Director
Daniel worked in the City as a banking and corporate lawyer for over 10 years. He moved from a senior associate role at Norton Rose LLP to take up the position of Group Head of Legal at SG Hambros Bank for 4 years. Daniel joined Goldman Sachs as an Executive Director responsible for leading the Regulatory Reform team for the Private Wealth Management division throughout the EMEA region.
Mobile: +44 (0)7718 920 399
Richard Kerner - Managing Director
Richard held associate roles at Life and Pension Companies prior to joining the Financial Services Authority in 2001. During 6 years at the UK regulator, Richard held roles within the Prudential Policy and Supervision divisions before joining SG Hambros Bank Limited in 2007 becoming the Group Head of Compliance, AML and Financial Crime. In 2013 Richard joined Deutsche Bank to advise the Asset and Wealth Management divisions on regulatory developments.
Mobile: +44 (0)7973 641 078
James Doyle - Principal Consultant
James has over 20 years’ experience as a regulatory compliance consultant and senior project manager across a wide range of banking, asset,
investment management, and private wealth clients (including SG Hambros, Kleinwort Benson, Smith & Williamson, BNY Mellon, ABN Amro, Credit
Suisse, Barclays). He is a Chartered Member of the Chartered Institute for Securities & Investment, with extensive experience of regulatory
compliance, remediation and change management assignments, including: PRA/FCA Senior Managers & Certification Regime (SMCR); MiFID II; s166
Skilled Persons remediation for improving Corporate Governance, Risk Management and Conduct Risk frameworks.
Mobile: +44 (0)7977 417 757
Anthony Ropion - Principal Consultant
Anthony started his career over 20 years ago as corporate relationship manager for ABN Amro in Russia before taking on roles as head of corporate
banking in China and senior banker in France. In 2007 Anthony moved into operational risk and established the operational risk management framework
for ABN Amro's wholesale and private banking businesses in France (Banque de Neuflize). In 2011 Anthony joined HSBC as Executive Director
responsible for establishing a business risk and control function for the group's market and reference data producers. In 2014, as head of
data strategy compliance, Anthony advised HSBC's investment bank on data and risk management frameworks and strategy for BCBS 239 compliance.
Mobile: +44 (0)7498 081 056